Ms. Bckstiegel brings a wealth of know-how in a highly regulated sector. has entered into consulting contracts with UBS. She also develops financial plans for individuals and their families. Chris lives in Watertown with this wife, Lauren and their son, Grady. 4 "Immediate family member" meaning: spouse, parents, children, siblings, mothers-in-law, fathers-in-law, sons-in-law, daughters-in-law, brothers-in-law, sisters-in-law and anyone (other than domestic employees) who shares the director's home. UBS analyst Andrew Stott maintained a Buy rating on Linde (LIN - Research Report) today and set a price target of EUR320.00. Alongside these roles, Ms. Rachou brings extensive experience from serving as a board member of Socit Gnrale for 12 years and is currently on the boards of two other listed companies, including the pan-European bourse, Euronext N.V. Senior Advisor, Clartan Associs (formerly Rouvier Associs), France, Founding partner andCEO, Topiary Finance Ltd., UK, Head of Global Foreign Exchange and Currency Options, Crdit Agricole Indosuez (formerly Banque Indosuez), UK, Corporate Secretary and Secretary to the Board of Directors, Crdit Agricole Indosuez, France, COO, Carr Futures, France (owned by Banque Indosuez), Crdit Agricole Indosuez, France, Head of Asset and Liability Management & Market Risks, Crdit Agricole Indosuez, France, Position in Forex Exchange Sales, Crdit Agricole Indosuez, France and UK, Non-executive member of the Board since 2017, Nationality:American (US) |Year of birth:1963. You are free to change your cookies' settings in the privacy settings. View real-time stock prices and stock quotes for a full financial overview. In 1999, she founded a London-based asset management company that merged with a French asset manager and continued as a senior adviser until 2020. Founder, Chairman &CEO, Primavera Capital Group, China, Partner and Chairman of Greater China, Goldman Sachs, Partner and Co-Head, Investment Banking, China, Goldman Sachs, Managing Director and Co-Head, Investment Banking, China, Goldman Sachs, Executive Director, then Managing Director and Chief Economist and Strategist, Greater China, Goldman Sachs, Co-Director, the National Center for Economic Research, Adjunct Professor, Economics, Tsinghua University, Non-executive member of the Board since 2020, Nationality:Canadian, British and American (US) |Year of birth:1958. As a foreign company with shares listed on the New York Stock Exchange (the NYSE), UBS Group AG also complies with all relevant corporate governance standards applicable to foreign private issuers. Nationality: Swiss | Year of birth: 1965 Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. UBS Group AG; Credit Suisse Group AG; Domestically Systemically Important Banks. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures.html. Are you ready for a retirement that could span 30 years or more? However, under Swiss law all reports to shareholders, including those from the aforementioned committees, are provided to and approved by the BoD, which has ultimate responsibility to the shareholders. Please consult the sales restrictions relating to the products or services in question for further information. You are free to change your cookies' settings in the privacy settings. Latest News. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Please consult the sales restrictions relating to the products or services in question for further information. In 2021, it operated with an average headcount of 586 full-time equivalent employees. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Global Technology, JPMorgan Chase, CFO, Consumer & Community Banking, JPMorgan Chase, Head of Investor Relations, JPMorgan Chase, Investment Bank, Financial Institutions Group, JPMorgan Chase, Paris, London and New York, Latest financial information and Annual General Meeting. As a long-serving CFO of two large multi-national companies in the financial services sector, he brings deep experience across a broad range of highly relevant topics to the table. Prior to joining UBS Financial Services Inc. in November of 2007, Maurice was a Managing Director at Bear, Stearns & Co. Inc. Maurice focuses on managing wealth for the partners of private equity firms and managing investments for corporations and private charitable foundations. Notice for Non-U.S. Investors. the United States and Australia) who can benefit from these digital services. Shareholder approval is only mandatory if equity-based compensation plans require an increase in capital. President Global Wealth Management, UBS Group AG and UBS AG, President UBS EMEA, UBS Group AG and UBS AG, Co-President Global Wealth Management, UBS Group AG and UBS AG, CEOInternational Wealth Management, Credit Suisse, CFOPrivate Banking & Wealth Management, Credit Suisse, Managing Partner Assurance and Advisory Services Financial Services, Ernst & Young (EY), Industry Lead Partner Banking and Capital Markets, Switzerland andEMEAPrivate Banking, EY, Nationality:Singaporean |Year of birth:1960. UBS offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. Group Chief Risk Officer and member Group Executive Committee, Royal Bank of Canada (RBC), Chief Operating Officer,RBCCapital Markets, RBC, Senior Vice President and General Manager USA, RBC, Senior Vice President Financial Services, RBC, Nationality:French |Year of birth:1957. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. Whats the right plan to help make sure your retirement funds last? Let us show you how. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. He became sole President in April 2021. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. He joined UBS from Taiwan-based Ta Chong Bank, where he served as President and Director. - do not qualify as "material relationship". 5 "Controlled" meaning: being a controlling shareholder (owning 50% or more of the voting power) or the Chairman and/or CEO of the company. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures, Email Halten Sie sich jedoch nicht in Deutschland auf, klicken Sie auf "Fortfahren", um die Website von Swissquote Bank AG ("Swissquote") besuchen zu knnen. UBS invites you to the presentation of its first-quarter results on Tuesday, 25 October 2022. During his career, Mr. Hughes has also held senior management positions in the front office and key operational roles. has an immediate family member who is a current executive officer of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated revenues of the directors company. Looking To Improve Your Website's Search Engine Optimization? Learn more about The Bradshaw Group in Boston, MA. Get breaking Finance news and the latest business articles from AOL. Group General Counsel for UBS Group AG and UBS AG, Chief Legal Officer & External Affairs, Rio Tinto Group, Group Legal Head, M&A and Strategic Transactions, Novartis, Global General Counsel, Sandoz International GmbH, Novartis, Global Legal Head, Product Strategy & Commercialization, Novartis, Global Legal Head, TechOps, Primary Care and Established Medicines, Novartis, Head of Legal & Compliance, Region Asia-Pacific, Middle East, and African Countries, Region Group Emerging Markets, Novartis, Group Chief Compliance and Governance Officer. You can find more information under the Privacy Statement. Colm Kelleher was elected Chairman of UBS in April 2022. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. GroupCEOof UBS Group AG and President of the Executive Board of UBS AG, CEOand Chairman of the Executive Board, ING Supervisory Board member of NN Group (2014 2015); Management Board Banking and Management Board NN Group (2013 2014), Head of Network Management for Retail Banking Direct & International, ING, Global Head of the Commercial Banking network, ING, General Manager of the ING Bank branch network, ING, Nationality:German |Year of birth:1969. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. View or download our current and archived financial reports. The latter also applies to UBS AGs internal audit function. Mr. Khan joined Ernst & Young (EY) in 2001, holding many leadership positions and becoming the youngest ever partner of the firms Swiss arm; when leavingEY, he was lead auditor of UBS. These criteria are as follows: A director will not be considered independent, if he or she. Deutsche Bank AG (DB - Research Report) received a Buy rating and a EUR14.00 price target from RBC Capital analyst Anke Reingen today. GIAs role, position, responsibilities and accountability are set out in our Organization Regulations and the Charter for GIA, available at ubs.com/governance. Statement of Financial Condition- UBS FSI of Puerto Rico. Important Information About Auction Rate Securities (Not for Puerto Rico). We provide regular information to our shareholders and to the financial community. We help banks to extend their offers and transform their cost structures. At the 2021 Annual General Meeting (AGM), Ernst & Young were reelected as auditors for the Group for a further one-year term of office. From his former roles at Standard Chartered Bank, Mr. Dargan brings proven experience in technology strategy and operations. To complement this, we match employee charitable donations and provide paid leave for employees to volunteer their time on community and environmental initiatives, in addition to UBS-organized community events. is or has been an employee of UBS within the last three years. From 2019 until September 2022, he was Co-President Global Wealth Management. In both roles, she was a member of that companys executive committee. Where are you today and where do you want to be tomorrow? Our Organization Regulations require three-quarters of the BoD members to be independent. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Find out how to navigate 2023 in our Year Ahead report. Providing wealth management services. Julius Br Group AG, known alternatively as Julius Baer Group Ltd., is a private banking corporation founded and based in Switzerland.Headquartered in Zrich, it is among the older Swiss banking institutions.In terms of assets under management, Julius Baer is number three among Swiss banks after the two generalists UBS and Credit Suisse and the biggest pure-play Group Internal Audit (GIA) performs the internal auditing role for the Group. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Before working for DBS Bank in Singapore, Mr. Koh wasCEOfor Prudential Assurance and Alverdine Pte Ltd, both companies based in Singapore. ABB Ltd. is a Swedish-Swiss multinational corporation headquartered in Zrich, Switzerland. The BoD delegates the management of the business to the GEB. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. She lives south of Boston with her husband, Zachary and their children. Mr. Dudley brings a wealth of experience in banking and research thanks to his former management positions at Goldman Sachs Group and Morgan Guaranty Trust. The Annual General Meeting in 2021 re-elected Ernst & Young Ltd (EY) as auditors for the Group for a one-year term of office. Mr. Kelleher is a well-respected leader in the financial services sector. President Morgan Stanley, responsible for Institutional Securities and Wealth Management, CEO of Morgan Stanley International, Morgan Stanley, President, Institutional Securities, Morgan Stanley, Co-President, Institutional Securities, Morgan Stanley, CFO and Co-Head Corporate Strategy, Morgan Stanley, Head Global Capital Markets, Morgan Stanley, Co-Head Fixed Income, Europe, Morgan Stanley. Ms. Harford has been the UBS GEB Lead for Sustainability and Impact since May 2021. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. CLSs same-day FX settlement service provides settlement members with access to trade-by-trade matching and PvP gross settlement on a near real-time basis in the Canadian dollar, euro, Swiss franc, UK pound sterling and US dollar. Prior to that, she held the position of CFO at DBS Bank. Please consult with your tax and legal advisors regarding your personal circumstances. - 35 mins ago. These committees and their charters are described in the Organization Regulations, published at ubs.com/governance. He then became Global Head of Equities at UBS, responsible for driving UBSs growth strategy for equities globally. See our upcoming events and important dates. Edmund Koh has been President UBS Asia Pacific since 2019. You are free to change your cookies' settings in the privacy settings. We fully support transparency, and consistent and informative disclosure. As a general rule for a Board of Director (BoD) member to be considered independent, he or she may not have any material relationship1 with UBS2, either directly or as a partner, controlling shareholder or executive officer3 of a company that has a material relationship with UBS. Before retiring from KPMG in 2017, he was its Chairman of Global Financial Services. Shortly thereafter, a mechanical engineering workshop was built on an island in the river Reuss in Lucerne for the production of lifting equipment and machines of all types. You are free to change your cookies' settings in the privacy settings. 1 "Material relationship" meaning: UBS accounting for more than 2% of the sales or purchases of products and/or services for him or her or for a company with which he or she is affiliated. Sie diesen Hinweis gelesen und verstanden haben und dass Sie diese Website aus eigener Initiative besuchen und in keiner Weise von Swissquote angeworben wurden. https://www.ubs.com/geb. Erhalten Sie die neuesten Kursnotierungen, Charts und Wirtschaftsnachrichten im Finanzportal von Swissquote. Prior to joining Consumer & Community Banking in 2016, Ms. Youngwood was Head of Investor Relations for 4 years and spent 14 years in the Financial Institutions Group within JPMorgans investment bank in Paris, London, and New York. holds any other Board mandates that might infringe on his independence. This website uses cookies to make sure you get the best experience on our website. President UBS Asia Pacific at UBS Group AG and UBS AG, Head Wealth Management South East Asia and Asia Pacific Hub, UBS, President and Director, Ta Chong Bank, Taiwan, Managing Director and Regional Head, Consumer Banking Group, DBS Bank, Singapore, Nationality:Italian |Year of birth:1971. is a current employee of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated gross revenues of the directors company. You can find more information under the Privacy Statement. William C. Dudley served as the President and CEO of the Federal Reserve Bank of New York for nine years. Swissquote besitzt keine Erlaubnis der Bundesanstalt fr Finanzdienstleistungsaufsicht (BaFin) um in Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben. GIA also cooperates closely with risk control functions and internal and external legal advisors on investigations into major control issues. which is a subsidiary of UBS AG. Dao earned the CERTIFIED FINANCIAL PLANNERTM designation (CFP) in 2012. During a 16-year career with JPMorgan, Ms. Wong helped build up its Asia and emerging markets business. 6 "Qualified holding" means a direct or indirect participation in UBS Group AG or UBS AG with at least 10% of the capital or voting rights. Banking relationships in the ordinary course of business - wealth and asset management, private mortgages etc. This reporting structure is shown in the following table: Audit is an integral part of corporate governance. Claudia Bckstiegel has been General Counsel and a member of the Enlarged Executive Committee of Roche Holding AG since 2020. Earlier in his career, he worked in Japan for four years, as Corporate Planning Officer and assistant to the CEO. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. To support the achievement of UBSs objectives, GIA independently, objectively and systematically assesses the: (i) soundness of the Groups risk and control culture; (ii) reliability and integrity of financial and operational information, including whether activities are properly, accurately and completely recorded, and the quality of underlying data and models; and. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland.Co-headquartered in the cities of Zrich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. The Board may approve exceptions from this rule if the simultaneous service does not impair the ability of the director to fulfill his mandate. Prior to that, he was a partner and Chairman for Greater China at Goldman Sachs, building the firms Asia Pacific franchise. Governor of the Chinese International School in Hong Kong SAR, Co-Chairman of the Nature Conservancy Asia Pacific Council, Member of the Board of Trustees, the Institute for Advanced Study. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. The members of the Compensation Committee are elected by the AGM. Jeremy Anderson is a financial services veteran, with more than 30 years experience working in the banking and insurance sector in an advisory capacity, covering a broad range of topics, including strategy, audit and risk management, technology-enabled transformation, mergers, and bank restructuring. As required by the Swiss Code of Obligations, the BoD submits its proposals for shareholder vote at the Annual General Meeting (the AGM). The bank's statute was adopted on 22 January 1870, and on 10 March Loan Disclosure Statement. Short URL: In 2020, she took on responsibilities as CFO for Firmwide Technology and CFO for Diversity & Inclusion, including setting up the data and reporting infrastructure for that companys USD 30 billion racial equity commitments. Statement of Financial Condition. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. The company was founded in Lucerne, Switzerland in 1874, by Robert Schindler and Eduard Villiger, who established the collective joint partnership Schindler & Villiger. GIA enhances the efficiency of its work through coordination and close cooperation with the external auditors. Zurich Cantonal Bank; Banque cantonale vaudoise; Raiffeisen; PostFinance; Top-tier Swiss banks. Deutsche Bank was founded on 1870 in Berlin as a specialist bank for financing foreign trade and promoting German exports. Get all the latest India news, ipo, bse, business news, commodity only on Moneycontrol. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. President UBS Americas, UBS Group AG and UBS AG, First Vice President and COO, Federal Reserve Bank of New York, Chief Digital Officer, Wealth Management, Morgan Stanley, Executive Vice President, Investor Services Segments & Platforms, Charles Schwab Corporation, Senior Vice President, Business Process Transformation, Charles Schwab Corporation, Senior Vice President, Advisor Services Client Experience & Strategic Integration, Charles Schwab Corporation, COO and Board Director, Charles Schwab Bank, Various senior positions at Charles Schwab Corporation, Business analyst and later associate principal at McKinsey & Company, Nationality:American (US) |Year of birth:1967. He developed an ambitious sustainability strategy for the group to lead the industry in health, safety and environmental performance. During his time as CEO of ING, he steered the bank to profitability after the financial crisis and supported the firms digital transformation. More information on the external auditors is disclosed in the annual report 2021. UBS published its third-quarter results on 25 October. Advertisement. You are free to change your cookies' settings in the privacy settings. A qualified attorney-at-law, she has been admitted to the Supreme Court of the United States, the New York State bar and the bar of Milan, Italy, and has worked in several law firms in New York and Milan. Maurice graduated from Lehigh University with a degree in economics. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. As per the Organization Regulations of UBS Group AG and UBS AG, the Risk Committee, instead of the Audit Committee, as per NYSE standards, oversees our risk principles and risk capacity on behalf of the BoD. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. Group Chief Compliance and Governance Officer, UBS Group AG and UBS AG, Head Group Regulatory and Governance, UBS, Manager Group-wide too-big-to-fail program, UBS, Head Products and Services of Wealth Management & Swiss Bank, UBS, Nationality:American (US) and French |Year of birth:1974. Before joining UBS, Mr. Ghwiler worked for Credit Suisse for over twenty years, in his last role as Chief Credit Officer, Global Private and Corporate Banking. He held several positions in academia before starting his banking career in 1999 with Deutsche Bank in credit risk management, and subsequently working for Hypovereinsbank and Credit Suisse in the same area. She also has in-depth finance expertise and experience across a wide range of finance, investment, and banking businesses. GIA supports the BoD in discharging its governance responsibilities by taking a dynamic approach to audit, issue assurance and risk assessment, calling attention to key risks in order to drive action to prevent unexpected loss or damage to the firms reputation. The Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group Chief Executive Officer (the Group CEO), and is responsible for the overall direction, supervision and control of the Group and its management. She has been pivotal in driving business alignment, and digital and cultural transformation, while also facilitating business growth as President UBS EMEA. Account Sweep Yields. Amgn stock price target raised to $271 from $257 at UBS. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. From stock market news to jobs and real estate, it can all be found here. The committees shown in the graphic assist the BoD in the performance of its responsibilities. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. Under the leadership of the Chairman, the Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group CEO, exercises ultimate supervision over management and appoints all Group Executive Board (GEB) members. (iii) design, operating effectiveness and sustainability of: Audit reports that include significant issues are provided to the Group CEO, relevant GEB members and other responsible management. Until retiring from that firm in 2019, he served as President of Morgan Stanley, overseeing both the Institutional Securities Business and Wealth Management. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Diese Website kann Informationen insbesondere ber Finanzdienstleistungen und -produkte enthalten, welche von der BaFin als ein auf Deutschland zielgerichtetes Angebot von Bankgeschften und Finanzdienstleistungen betrachtet werden knnen. Member of the Board of Minsheng Financial Leasing Co. This website uses cookies to make sure you get the best experience on our website. http://www.ubs.com. Chris graduated Summa Cum Laude from St. Michael's College with a Bachelor of Science in Mathematics and is a member of Phi Beta Kappa. The general meeting of shareholders is the supreme corporate body of UBS. The functions of Chairmanand Group CEO are assigned to two different people,leading to a separation of power. CFP Board's Trademark Disclaimer. Before that, he was Co-President and then President of Morgan Stanley Institutional Securities. (134 KB), Please see Annual Report 2021 on information policy, UBS E-banking and online services Switzerland. We assess feedback from analysts and investors on a regular basis and, where appropriate, reflect this in our disclosures. holds directly or indirectly UBS shares in excess of 5% of the outstanding capital. Annie began her career at KeyBank in the educational lending division. Social wellbeing Through the UBS Optimus Foundation we drive impactful philanthropy that delivers real solutions for social needs. UBS E-banking and online services Switzerland. Mark Hughes is a veteran in the financial services sector, having spent more than 35 years working for the Royal Bank of Canada (RBC) in Canada, in the US and the UK. The Group CDIO organization consists of the Group Technology teams and Group Corporate Services. Our spectrum ranges from investment management to estate planning and corporate finance advice, in addition to specific wealth management products and services. Such differences are discussed below. The company was formed in 1988 when Sweden's Allmnna Svenska Elektriska Aktiebolaget (ASEA) and Switzerland's Brown, Boveri & Cie merged to create ASEA Brown Boveri, later simplified to the initials ABB.Both companies were established in the late 1800s and were major electrical A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. This website uses cookies to make sure you get the best experience on our website. To continue achieving these goals, we apply the following principles in our financial reporting and disclosure: Latest financial information and Annual General Meeting. In addition, in order to be considered independent, our BoD members have to fulfill the additional criteria our BoD has established based on the requirements set forth in the New York Stock Exchange listing standards on corporate governance, the FINMA Circular 2017 / 1 Corporate governance - banks and the standards established in the Swiss Code of Best Practice for Corporate Governance. This website uses cookies to make sure you get the best experience on our website. President Asset Management, UBS Group AG and UBS AG, Head of Investments, Asset Management, UBS. What will your legacy be?Its never too early to plan ahead. Before joining UBS, she served as Chief Legal Officer & External Affairs at Rio Tinto Group and, before that, as General Counsel. Chris remains active with the DREAM Program and is a Boston Board Member. The operational structure of the Group comprises theGroup Functions and four business divisions: UBS's financial statements provide segment reporting by its business divisions andGroup Functions. His 30-year career with Morgan Stanley attests to his solid leadership experience in banking and excellent relationships around the world. Nov. 7, Lonza Group AG: 1.42%: CHF34.73B: Advertisement. No shareholder approval is required if shares for such plans are purchased in the market. She and her husband Michael live north of Boston with their son. Maurice has been in the wealth management business since 1994. Ms. Levi began her corporate career with Novartis Group in 2004 and worked there for 16 years, holding a number of senior legal roles across Europe. Iqbal Khan has been President Global Wealth Management since October 2022 and President UBS EMEA since February 2021. or an immediate family member is or has been within the last three years employed as an executive officer of a company where any of UBSs present executive officers at the same time serves or served on that companys compensation committee. Chris started his financial services career in 2006 as a Marketing Associate for Maurice Bradshaw at Bear, Stearns & Co. Inc. After starting her career at McKinsey & Company, Ms. Hassan held various business transformation, strategy, and client experience leadership roles at Charles Schwab Corporation. Ms. Keller-Busse also brings in-depth experience regarding financial market infrastructure, having served on the Board ofSIXGroup for nine years. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Me. The NYSE listing standards on corporate governance require foreign private issuers to disclose any significant ways in which their corporate governance practices differ from those that have to be followed by domestic companies. Our Audit Committee is responsible for the compensation, retention and oversight of independent auditors. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. Your message has been successfully submitted. President Personal & Corporate Banking and President UBS Switzerland, UBS Group AG, President of the Executive Board, UBS Switzerland AG, Group COO of UBS and President of the Executive Board, UBS Business Solutions AG, Head Private Clients Region Zurich, Credit Suisse, President Global Wealth Management and President UBS Europe, Middle East and Africa. To ensure GIAs independence from management, the Head GIA reports to the Chairman of the BoD and to the Audit Committee, which assesses annually whether GIA has sufficient resources to perform its function, as well as its independence and performance. No more guesswork - Rank On Demand However, as per Swiss law, the BoD approves compensation plans. Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. Group Company Secretary of UBS Group AG and Company Secretary of UBS AG, Chief of Staff to the Chairman of the Board of Directors, UBS, Head Global Reporting & Controlling, Global Asset Management, UBS, Head Management SupportCEOEMEA, Global Asset Management, UBS, Various positions, Union Bank of Switzerland, Corporate Culture and Responsibility Committee, Latest financial information and Annual General Meeting. Throughout her career, Ms. Richardson has spent significant time with both incumbent and new technology companies, including being a board member of a digital knowledge management company and a leading cloud monitoring firm. Suni Harford was appointed President Asset Management in 2019 and is the Chair of UBS Optimus Foundation. 2023 will be a year of inflections as investors try to identify the turning points for inflation, interest rates, growth, and financial markets against a complex geopolitical backdrop. Member FINRA. Nathalie Rachou is a seasoned expert in financial services, having held a number of banking positions, such as CEO of Prime Brokerage and Head of a business line in Capital Markets at Crdit Agricole Indosuez in the UK and in France. Please consult the sales restrictions relating to the products or services in question for further information. Chairman of Global Financial Services, KPMG International, Head of Clients and Markets KPMG Europe, KPMG International, Head of Financial Services KPMG Europe, KPMG International, Head of Financial Services KPMG UK, KPMG International, Member of the Group Management Board and Head of UK operations, Atos OriginSA, Software developer, Triad Computing Systems, Non-executive member of the Board since 2021, Nationality:Swiss and German |Year of birth:1964. They enjoy spending time in the outdoors and volunteer with the Green Mountain Club as Long Trail adopters. Please consult the sales restrictions relating to the products or services in question for further information. Such exceptions would be disclosed and explained in our annual reports. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. He cemented his reputation as a tech specialist by becoming a founding sponsor of KPMGs Global Fintech Network in 2014. View or download our current and archived financial reports. Prior to its merger, the bank was the third largest in Switzerland with over CHF300 billion of assets and CHF11.7 billion of equity.. We aim to communicate our strategy and results in a manner that enables stakeholders to gain a good understanding of how our Group operates, what our growth prospects are, and the risks that our businesses and our strategy entail. Non-executive member of the Board since 2022. Falls die Cookies zurzeit auf Ihrem Computer inaktiv sind, mssen Sie diesen Hinweis fr jede neue besuchte Seite dieser Website akzeptieren. Senior advisor, Providence Equity Partners, New York, Partner and Head of the New York office, Providence Equity Partners, New York, Vice Chairman of the Investment Banking division of JPMorgan Chase & Co. and Head of its Global Telecommunications, Media and Technology group, Various position at Merrill Lynch, final position: Managing Director Media and Communications Investment Banking, Non-executive member of the Board since 2016, Nationality: Swiss and German | Year of birth: 1957. You can find more information under the Privacy Statement. BrokerCheck See our upcoming events and important dates. Short URL: He has worked at the IMF and advised the Chinese government on economic policy. has an immediate family member who is a current partner or a current employee (personally working on UBS's audit), of UBS's internal or external auditors. Before joining UBS, he acquired know-how in investment banking as an analyst and trader, working for various financial institutions such as Morgan Stanley, Deutsche Bank, and AllianceBernstein. Our solutions for independent financial advisors and wealth managers include research, infrastructure and a broad range of products and services. For needs that go beyond your ownto help you improve the lives of others. He holds his Series 7, 63 and 65 licenses. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Although under NYSE standards only audit committees supervise internal audit functions, the Chairman of the BoD (the Chairman) and the Audit Committee share the supervisory responsibility and authority with respect to the internal audit function. Markus Baumann joined UBS in 1979 as a banking apprentice and has now been with the firm for more than 40 years. She retired from DBS Group in 2019, where she was Group Executive responsible for the institutional banking business, a post which encompassed corporate banking, global transaction services, strategic advisory and mergers and acquisitions. processes to define strategy and risk appetite, as well as the overall adherence to the approved strategy; risk management, including whether risks are appropriately identified and managed; internal controls, specifically whether they are commensurate with the risks taken; processes to comply with legal and regulatory requirements, internal policies, and the Groups constitutional documents and contracts. Director and member of the Executive Committee of China Venture Capital and Private Equity Association Ltd. Chairperson of the Risk Committee since 2020, Member of the Corporate Culture and Responsibility Committee since 2020, Bachelor of Laws (LL.B. transparency that enhances the understanding of economic drivers and builds trust and credibility; consistency within each reporting period and between reporting periods; simplicity that allows readers to gain a good understanding of the performance of our businesses; relevance, by focusing not only on what is required by regulation or statute but also on what is relevant to our stakeholders; and. Um dies zu verhindern, mssen Cookies aktiviert werden. And we want to stand out as a winner in our industry: for our expertise, advice and execution, our contribution to society, our work environment, and our business success. Annie joined the Bradshaw group in August 2013. Our mission is to provide quality strategies customized to your needs. UBS Invest to advance report finds clear progress on the road to financial inclusion for multicultural investors ; Presentation of UBS's first-quarter 2022 results; Presentation of UBS's first-quarter 2022 results; Results of the 2022 Annual General Meeting of UBS Group AG; UBS declares coupon payments on 12 ETRACS Exchange Traded Notes In October 2021, Mr. Karofsky was appointed to the additional role of UBS GEB sponsor to co-lead the AI, Data and Analytics center of expertise, along with Mike Dargan. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Order Routing Disclosure. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. best practice that leads to improved standards. Criteria for defining external Board members' independence. President Investment Bank, UBS Group AG and UBS AG, Global Head of Equity Trading, AllianceBernstein, Co-Head of Global Equities, Deutsche Bank, Head of North American Equities, Deutsche Bank, Head of North American Trading, Morgan Stanley, President Personal & Corporate Banking and President UBS Switzerland, Nationality:Swiss and German |Year of birth:1965. She started her professional career as an attorney in private practice in Germany, then joined the Swiss pharmaceutical company in Germany in 2001 and subsequently held various global management positions in the legal sector in Switzerland. GIA has unrestricted access to all accounts, books, records, systems, property and personnel, and must be provided with all information and data that it needs to fulfill its auditing responsibilities. All on FoxSports.com. Notice for Non-Puerto Rico Investor. Chris also holds his Series 7 and 63 licenses. Services include market intelligence, business execution, liquidity provision, processing and client servicing. GIA also conducts special audits at the request of the Audit Committee, or other BoD members, committees or the Group CEO in consultation with the Audit Committee. Sarah Youngwoodbecame Group CFO in May 2022. In addition, GIA provides independent assurance on the effective and sustainable remediation of control deficiencies within its mandate, taking a prudent and conservative risk-based approach and assessing at the issue level whether the root cause and the potential exposure for the firm have been holistically and sustainably addressed. The Audit Committee and, ultimately, the BoD supervise the effectiveness of audit work. Our goal is to be your primary source of financial advice. Provide specific products and services to you, such as portfolio management or data aggregation. DIY Seo Software From Locustware Is Exactly What You Need! In his final role as Group Chief Risk Officer of RBC, he was responsible for the strategic management of risk on an enterprise-wide basis and oversaw all risk functions. He is a financial sector veteran, with more than 30 years in senior roles in financial services, including as Head Wealth Management Asia Pacific, Country Head Singapore and Head Wealth Management South East Asia and Asia Pacific Hub for UBS. Unsere Systeme haben festgestellt, dass Sie einen Computer mit einer in Deutschland lokalisierten IP-Adresse benutzen. Compliance with NYSE listing standards on corporate governance. It assesses the performance and qualifications of external auditors and submits proposals for appointment, reappointment or removal of independent auditors to the BoD. Global Head of Fixed Income Research, Citigroup Inc. The BoD exercises oversight over UBS Group AG and its subsidiaries, and is responsible for establishing a clear Group governance framework to provide effective steering and supervision of the Group, taking into account the material risks to which UBS Group AG and its subsidiaries are exposed. https://www.ubs.com/ch-mb0093-en. has received or has an immediate family member who has received during any twelve-month period within the last three years more than USD 120,000 in direct compensation from UBS (other than director and committee fees). was or an immediate family member was within the last three years a partner or employee of UBS's internal or external auditors and personally worked on UBSs audit within that time. If you live in Switzerland, you can open our digital product line UBS key4 directly via app: Get MLB news, scores, stats, standings & more for your favorite teams and players -- plus watch highlights and live games! The Chairman, the Audit Committee and the Risk Committee of the BoD are regularly informed of such issues. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. Under the leadership of the Group CEO, the GEB was comprised of 12 members as of 31 December 2021 and has executive management responsibility for the steering of the Group and its business. After 10 years at KeyBank, she joined GL Advisor as a client advisor to recent graduates with student loan debt. Find the latest business news on Wall Street, jobs and the economy, the housing market, personal finance and money investments and much more on ABC News Christian Bluhm has been Group Chief Risk Officer since 2016. It approves all financial statements and appoints and removes all GEB members. During that period, his additional area of focus included cultural behavior and social and governance topics in the financial services industry. UBS provides a complete set of banking services for individual, corporate and institutional clients. He demonstrated exceptional leadership in monetary policy and as a top regulator, including during the years of the global financial crisis. Her main focus is on giving daily support to the team with regard to all operational and administrative issues. History. Vice Chairman of the Board, Firmenich InternationalSA, Corporate Vice President, Special Operations, FirmenichSA, Geneva, Vice President Fine Fragrance worldwide and Prsident Directeur Gnral, Firmenich & Cie, Paris and Firmenich Inc, New York, Vice President Fine Fragrance North America, Firmenich Inc, New York, Analyst, International Investment Banking, Credit Suisse First Boston, Production administrator, FirmenichSAde CV, Mexico, Attorney, Business Law, Patry, Junet, Simon & Le Fort, Geneva, Nationality:Chinese |Year of birth:1963. We want to create superior value for our clients, shareholders and employees. 18701919. The availability of tax advantages or other benefits may be contingent on meeting other requirements. Mr. Bluhm is responsible for the development of the Groups risk management and control framework for various risk categories and implementation of its independent control frameworks. She started her Wall Street career at Merrill Lynch & Co., in investment banking, before embarking on a 24-year career at Citigroup Inc., the last nine years of which she was the Regional Head of Markets for North America. Find out how to navigate 2023 in our Year Ahead report. Verify your identity, personalize the content you receive, or create and administer your account. Dieter Wemmer began his esteemed career in the insurance sector with the Zurich Group in 1986, retiring in 2017 as CFO of Allianz. accepts directly or indirectly any consulting, advisory or other compensatory fees from UBS, other than compensation for Board and Board Committee services. She began her career at Merrill Lynch, before moving to JPMorgan, where she headed the telecommunications, media and technology investment banking group. Under NYSE standards audit committees are responsible for appointing independent auditors. Regional Head of Markets for North Americas, Citigroup Inc. Let us show you how. Fred Hu has been the Chairman and CEO of Primavera Capital Group, an Asia-based private investment firm focused on emerging technology and innovative industries, since founding it in 2010. What did they say and where are we headed with inflation and prospects of a recession? Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. Before joining UBS, he served as CEO and Chairman of the Executive Board of ING Group. ), University of Leeds, Chair of the Board of Directors of the Global Risk Institute, Visiting lecturer at the University of Leeds, Member of the Governance and Nominating Committee since 2022, Member of the Board of Euronext N.V. (chair of the remuneration committee), Member of the Board of Veolia Environnement SA (chair of the audit committee), Member of the Board of the African Financial Institutions Investment Platform, Chairperson of the Compensation Committee since 2019, Bachelors degree, business administration, University of Wisconsin-Madison, Member of the Board of Yext (chair of the audit committee), Member of the Board of Datadog (chair of the audit committee), Member of the Compensation Committee since 2018, Masters degree and doctorate, mathematics, University of Cologne, Member of the Board of rsted A/S (chair of the audit and risk committee), Chairman of Marco Capital Holdings Limited, Malta and subsidiaries, Member of the Berlin Center of Corporate Governance, Member of the Compensation Committee since 2020, Bachelors degree, business administration, the National University of Singapore, Member of the Board of Singapore Airlines Limited, Member of the Board Risk Committee of GIC Pte Ltd, Member of the Board of Jurong Town Corporation, Member of the Securities Industry Council, Member of the Board of Trustees of the National University of Singapore, Swiss Federal Diploma as a Business Analyst. Wir geben Ihnen alle Informationen, um die besten Investitionsentscheidungen zu Brsenindizes, Rohstoffen, Devisen, Kryptowhrungen und vielem mehr treffen zu knnen. Please note, that the available functionalities of our app may vary depending on your domicile. U.S. sports platform Fanatics has raised $700 million in a new financing round led by private equity firm Clearlake Capital, valuing Fanatics at $31 billion. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Chairman of the Board of Directors of UBS Switzerland AG, Member of the Group Executive Board of UBS Group AG and President UBS Switzerland, Chief Credit Officer, Global Private and Corporate Banking, Credit Suisse, Head Credit Risk Management, Corporate Clients Switzerland, Credit Suisse, Chief of Staff to CEO, Private and Corporate Clients, Credit Suisse, Various senior front office roles in Corporate Clients in Switzerland and North America, Credit Suisse, Client Advisor Retail and Wealth Management, Cantonal Bank of St. Gallen, Non-executive member of the Board since 2018, Nationality:British |Year of birth:1958. UBS offers investment capabilities across traditional and alternative asset classes for private clients, intermediaries and institutional investors. Vodafone Group PLC: AirTouch Communications Inc: 60.29: 51.65: Completed: 10: 2004: Sanofi-Synthelabo SA UBS AG: 9.8: 6.6: Completed: 5: 2012: Investor Group: Ping An Insurance (Grp) Co the detailed ranking, and graphs, please login with your account (if you have no account yet, you can register for free). For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. He also served as the Vice Chairman and a permanent member of the Federal Open Market Committee. Group Executive institutional banking business, DBS Bank, Singapore, Chief Administration Officer, DBS Bank, Singapore, Country Manager Singapore, JPMorgan Chase, Singapore, Various roles in Global Markets and Emerging Markets Sales and Trading business, Asia, JPMorgan Chase, Singapore, Manager, Private Banking, Citibank, Singapore, Manager, Corporate Banking, Paribas, Singapore. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Open Site Search Close Search Overlay. Before joining Firmenich, he held several positions in the legal and banking sectors, including working as an international investment banking analyst. Best Execution Statement. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. NYSE standards require shareholder approval for the establishing of and material revisions to all equity compensation plans. 18701919. Later, she moved into private equity, as head of the New York office of Providence Equity Partners. Before joining UBS, he used his expertise and skills as Chief Risk & Financial Officer at FMS Wertmanagement. A global financial services firm with a focused model built around clients and their needs, with an emphasis on informed advice, tailored ideas and solutions and best-in-class execution. Swissquote ist eine in der Schweiz lizenzierte/zugelassene Bank, welche unter der Aufsicht der Eidgenssischen Finanzmarktaufsicht (FINMA) steht. Dao manages the operational, administrative and client service functions for the team. He has a deep understanding of the global banking landscape and broad banking experience across all the geographic regions and major business areas in which UBS operates. You can ask us to review your brokerage account and provide you with investment recommendations at any time. Markus Ronner has been Group Chief Compliance and Governance Officer since 2018. GS | Complete Goldman Sachs Group Inc. stock news by MarketWatch. Investor Relations communicates with investors, financial analysts and rating agencies and strives to achieve a consistently fair valuation for UBS shares through best-in-class disclosure, transparency and communication practices. In addition, the discussion of UBS's results provides further details of our results at a business unit level. Group Chief Risk Officer of UBS Group AG and Chief Risk Officer of UBS AG, Spokesman of the Executive Board, FMS Wertmanagement, Chief Risk & Financial Officer, FMS Wertmanagement, Managing Director, Credit Risk Management (Switzerland and Private Banking worldwide), Credit Suisse, Head Credit Risk Management Analytics & Instruments, Credit Suisse, Head of Credit Portfolio Management, Credit Suisse, Head Structured Finance Analytics, Group Credit Portfolio Management, Hypovereinsbank, Group Chief Digital and Information Officer, Nationality:British |Year of birth:1977. In October 2021, he took up the additional role of UBSGEBsponsor to co-lead the AI, Data and Analytics center of expertise, along with Robert Karofsky. to latest quarter of UBS financial results, Invitation: Presentation of UBS's third quarter 2022 results, UBS E-banking and online services Switzerland. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. A Look Into the Many Benefits of Demat Account. Maurice is a member of the firm's Financial Advisor Advisory Council (FAAC) consisting of 14 Financial Advisors who act as their peers' collective voice in raising the issues that will help provide better service to our clients. President of the Executive Board, UBS Business Solutions AG, CIOfor Corporate and Institutional Banking, Standard Chartered Bank, Global Group Technology and Operations Head forGlobal Markets, Wealth Management, Private Banking and Securities Services, Group Technology and Operations Engineering, Standard Chartered Bank, CIOfor Financial Markets, Standard Chartered Bank, Global Head of Strategy and Corporate M&A, Global Markets, Standard Chartered Bank, Head Corporate Strategy & M&A,EMEAand Pacific Rim, Merrill Lynch, Head of Corporate and Institutional Banking Practice, Asia Pacific, Oliver Wyman, Nationality:American (US) |Year of birth:1962. Under the leadership of the Group CEO, the GEB has executive management responsibility for the steering of the Group and its business and assumes overall responsibility for developing thestrategies of theGroup, business divisions and Group Functions and implements the BoDapproved strategies. Before joining UBS, Ms. Youngwood was CFO for JPMorgan Chase Consumer & Community Banking. NYSE standards require the aforementioned committees to submit their reports directly to shareholders. It assumes overall responsibility for developing the strategies of the Group, the business divisions and Group Functions, and implements the BoD approved strategies. As Chief Digital Officer at Morgan Stanley Wealth Management, she led the digital strategy and executed digital transformation of the wealth management business to improve client experience and financial advisor effectiveness and efficiency. It is an independent function that provides expertise and insights to confirm controls are functioning well and highlight where UBS needs to better manage current and emerging risks. It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. In the Audit Committees assessment, GIA is sufficiently resourced to fulfill its mandate and complete its auditing objectives. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Talking about future financial responsibility can be an emotional and challenging topic for both parents and children. Advisory & Brokerage Services. These can be obtained free of charge in German from StarCapital AG, your advisor or intermediary, the paying agents, the responsible depositary (UBS Europe SE, Bockenheimer Landstrasse 2-4, D-60306 Frankfurt am Main) or from the management company Donner & Reuschel AG, Ballindamm 27, 20095 Hamburg, https://www.donner-reuschel.de. 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